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About:
Founded in April 2007, Bajaj Finserv is the financial arm of the Bajaj group. They believe in a simple philosophy to never settle for good and go for great. This reflects in their extensive product portfolio that spans across 3 broad categories- lending, insurance and wealth advisory. With 24 products spread across 12 product lines, they’re one of the fastest growing and most diversified NBFCs in India. Their footprint spans the length and breadth of India.
Role:
Manager – Compliance
Qualifications:
- Candidates should be Qualified CA. Law Graduate will be an added advantage.
- CA Freshers are accepted
Responsibilities:
- Support in preparing and coordinating for requirements received from Regulators, Internal and Group level stakeholders.
- Tracking and updating all the applicable Statutory and Regulatory obligations on NBFC in a timely manner and ensure update in CRMA system for its monitoring.
- Prepare internal assessment of Compliance risks in various businesses and their mitigation measures including checks at Partner and Group levels.
- Assisting in review of various product propositions, risk product programs, collaterals from Regulatory perspective.
- To review/audit the product documentation – both physical & electronic documentation and identify the gaps if any vis-à-vis the standards prescribed.
- To assess the information so received, prepare an audit summary of the findings in line with the standards prescribed and submit monthly reports.
- Work closely with internal teams to ensure the relevant legal and compliance regulatory requirements are well understood and are reflected in the relevant documentation and internal procedures and processes.
- Responsible for audit planning, execution & reporting of compliance related matters
- Provide practical & value-added solutions to issues identified.
- Abreast oneself on changes in laws and regulations from time to time.
- Work on complaints and disputes and take up with respective teams for resolution when required.
- Work in a team atmosphere and prepare various reports/MIS.
- Discussion with the stakeholders and convincing the relevant stakeholder on the various observations and getting a response from the stakeholder by way of Corrective Action and Preventive Action.
- Following up with the timelines if any committed by the respective stakeholder as response to the observation and ensuring that the timelines are complied with.
- Tracking the relevant regulatory updates and updating the database for monitoring.
- Ensuring the relevant observations are updated in the Risk Management deck on a quarterly basis.
How to apply:
Interested candidates can Apply here
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