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About:
Susquehanna is a global quantitative trading firm founded by a group of friends who share a passion for game theory and probabilistic thinking. Their rigorous and analytical approach to decision making has led Susquehanna to become one of the largest and most successful proprietary trading firms in the world. In their offices around the globe, their employees are relentless problem solvers who collaborate to make optimal decisions.
Susquehanna’s deep integration of trading, technology and quant research makes us experts in trading essentially all listed financial products and asset classes, with a focus on derivatives. They handle millions of trading transactions around the world every day as both a market maker and market taker. Their efforts provide liquidity and ensure competitive prices for buyers and sellers. While their presence in the market is broad, their trading desks are highly specialized to allow for a deep understanding of the unique drivers of each asset class.
Role:
Compliance Associate – Surveillance
Location:
Mumbai
Qualifications:
- Knowledge of exchange trading rules, regulations and associated market practices
- Knowledge of compliance surveillance systems and risk management systems
- 4+ years of experience in compliance, surveillance and risk management, equities and/or derivatives market experience/exposure preferred.
- CA / CS educational qualification preferred.
- Excellent oral, written, and interpersonal communication skills with the ability to communicate complex information to all levels of the firm.
- Expertise in technology systems and methods that support surveillance and risk management. Exhibit a strong solution focused approach which leads to timely resolutions.
Responsibilities:
- Support trading activity from the point trades are executed through post trade analysis to verify that the firm is meeting all of its regulatory requirements;
- Take the lead in enhancing the firm’s compliance surveillance program, especially covering the firm’s on-exchange trading in India;
- Identify and assess key risks that are not currently covered by the automated surveillance tools and determine how these risk areas can be reviewed via other methods
- Working collaboratively with colleagues in all of their Asia Pacific, USA and Europe locations, in support of all relevant Surveillance/Compliance initiatives.
- Develop and oversee programs and systems to ensure compliance with market rules, regulations and internal policies for trading business of Susquehanna India Trading Pvt Ltd.
- Partner with the technology team to achieve smart solutions to all surveillance and risk management system needs.
- Develop and maintain strong relationships with industry stakeholders to stay abreast of key regulatory changes and best practices in surveillance and compliance.
How to apply:
Interested candidates can Apply here
We have taken all measures to ensure that this opportunity, available in the corporate domain, is uploaded/provided/given on our social media platforms, including our website, and is credible, verified and sourced from authenticated/trustable sources.
