Are you a law graduate/ legal professional looking for job opportunities as a Compliance Manager? This opportunity might be of interest to you!
About:
India’s largest crypto platform, CoinSwitch is evolving into a wealth-tech destination. The company is on a mission to Make Money Equal for All, democratizing investing with a simple and safe platform built for India.
Trusted by over 19 million registered users, CoinSwitch was founded in 2017 by Ashish Singhal, Govind Soni, and Vimal Sagar Tiwari, and backed by blue-chip investors including Andreessen Horowitz (a16z), Tiger Global, Sequoia Capital India, Ribbit Capital, Paradigm, and Coinbase Ventures.
Role:
Compliance Manager
Qualifications:
- Bachelor’s degree in Law, Business, Finance, or a related field; advanced degree and relevant certifications (e.g., CRCM, CCEP) preferred.
- Minimum of 5 years of experience in compliance management, with a strong emphasis on SEBI regulations, transaction monitoring, KYC & AML, equity, and mutual fund compliance.
- Proven track record of effectively leading and managing compliance teams.
- Deep understanding of SEBI regulations in stock broking
- Thorough understanding of relevant laws and regulations in the WealthTech Industry
- Excellent analytical skills and the ability to assess complex regulatory issues and develop effective solutions.
Responsibilities:
- Develop and execute a comprehensive compliance program that encompasses regulatory requirements, risk assessments, policies, and training initiatives.
- Develop, implement, and monitor effective compliance policies, procedures, and controls to align with SEBI regulations and industry standards.
- Oversee transaction monitoring systems to detect and investigate potentially suspicious activities and report findings as required.
- Manage and enhance the Know Your Customer (KYC) and Anti-Money Laundering (AML) processes, ensuring robust due diligence and customer identification procedures.
- Stay abreast of changes in SEBI regulations, equity and mutual fund compliance requirements, and communicate these changes to relevant stakeholders.
- Collaborate with the executive team to develop and monitor financial budgets, forecasts, and key performance indicators (KPIs).
- Support fundraising activities, including investor relations, financial due diligence, and preparation of financial presentations.
How to Apply:
Interested candidates can Apply here (click here)
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