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About:
Appreciate is a wealth-tech platform helping emerging market customers achieve their financial goals and aspirations with an aim to become the #1 trusted financial destination for digital natives. Currently, Appreciate offers active and passive investments in 6000 US stocks and ETFs for Indian residents through innovative investment products like Trade, Goals, Change Investing and Build, all in one mobile app.
Role:
Compliance Officer
Qualifications:
- Bachelor’s degree in Law, Business, Finance, or related field. Advanced degree or certification in Compliance is a plus.
- Proven experience as a Compliance Officer or similar role in the financial industry.
- In-depth knowledge of financial regulations, compliance standards, and best practices.
- Strong analytical skills and attention to detail.
- Excellent communication and interpersonal abilities.
- Ability to work independently and collaboratively in a fast-paced environment.
- Familiarity with fintech industry regulations is highly desirable.
Responsibilities:
- Regulatory Compliance: Stay abreast of relevant laws, regulations, and industry best practices. Ensure that the company’s policies and procedures comply with these standards.
- Policy Development: Develop, update, and implement compliance policies and procedures. Communicate these policies to relevant stakeholders within the organization.
- Risk Assessment: Conduct risk assessments to identify potential areas of compliance vulnerability. Collaborate with different departments to develop mitigation strategies.
- Monitoring and Reporting: Regularly monitor and report on compliance-related activities. Prepare and present compliance reports to senior management.
- Training and Education: Provide training to employees on compliance-related topics. Ensure that the team is well-informed about regulatory changes.
- Investigations: Conduct internal investigations in response to compliance concerns and reports. Recommend corrective actions and monitor their implementation.
- External Relationships: Build and maintain positive relationships with regulatory authorities. Act as the point of contact during regulatory audits and examinations.
How to Apply:
Interested candidates can Apply here (Click here)
We have taken all measures to ensure that this opportunity, available in the corporate domain, is uploaded/provided/given on our social media platforms, including our website, and is credible, verified and sourced from authenticated/trustable sources.
