Are you a law graduate/ legal professional looking for job opportunities in the Due Diligence field? This opportunity might be of interest to you!
About:
EY exists to build a better working world, helping create long-term value for clients, people and society and build trust in the capital markets.
Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.
PQE: 0-1 years
Area: Enhanced Due Diligence
Location: Noida
Qualifications:
- Extensive knowledge of the consumer banking industry as it relates to BSA/AML KYC operations and regulations
- Ability to conduct research and form views across different legislations and regulations governing various sectors in India.
- Experience in B2B and B2C financial institutions, fintech companies or credit institutions.
- Experience in local and international legislative initiatives such data protection, sanctions, FATF and AML.
- Experience regarding payment aggregator business, prepaid payment instruments, BBPOU or internet/mobile banking.
- Experience in drafting and supporting regulatory risk management and compliance programs.
Responsibilities:
- Providing support to the local and global compliance teams regarding the implementation of Client’s strategies and policies.
- Providing support with regard to mitigating compliance risks.
- Providing support with drafting and implementing legal and regulatory risk compliance programs and hands on support to various business and operations functions in relation to compliance related issues.
- Providing support in relation to regulatory filings, maintaining regulatory correspondence and communications, and coordinating with regulatory authorities.
- Review and analyze trading alerts generated from automated surveillances, focusing on potential violations of firm trading policies, insider trading, and market manipulation scenarios
- Coordinate with the Anti-Money Laundering Group globally on trading-related investigations and potential escalations
- Experience with collaborating with co-workers located in different locations both domestically and internationally
- Understanding of the opportunities and challenges in the digital finance sector, particularly as they relate to AML and Fraud.
How to Apply:
Interested candidates can send their application to mahak.middha@in.ey.com
