Are you a law graduate/ legal professional looking for job opportunities as a Senior Associate? This opportunity might be of interest to you!
About:
Apex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With offices in over 50 countries worldwide and 12,000 employees upon the close of announced acquisitions, Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices. The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of services in the industry; including fund services, digital onboarding and bank accounts, depositary, custody and super ManCo services, business services including HR and Payroll and a pioneering ESG Ratings and Advisory service for private companies.
Apex Group includes FundRock, LRI and European Depositary Bank.
Role:
Senior Associate
Location:
Pune/Bangalore/Hyderabad
Qualifications:
- Good knowledge of standard and enhanced due diligence and KYC procedures.
- Strong research and analytical skills to collect and analyse large amounts of data and developing well-reasoned recommendations.
- Ability to work under pressure and tight schedules.
- Multitasking, time management, presentation and communication skills
- Result oriented, detail oriented, team player with ability to work with minimum supervision in a fast-paced environment.
- Strong documentation skills to clearly articulate risks.
- Excellent interpersonal and verbal and non-verbal communication along with strong customer service skills
- Strong work ethic, professional and approachable personality
- Inquisitive and self-motivated
- Quick learning and adaptability to new systems and Operational Procedures
- Efficient Computer and web skills
- A Degree in Management, Law and Finance.
- 3 to 8 years’ of experience in KYC compliance role.
- Experience in AML KYC, FATCA, CRS and Due Diligence.
Responsibilities:
- Send initial KYC requirements list to client
- Complying with FATCA / CRS regulations.
- Follow up and collate KYC documentation from client
- Review and scrutinize KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client
- Carry out screening (Name list screening and Negative News Searches (in line with Apex Screening Procedure):
- Prepare KYC checklists and arrange for review
- Prepare Location-wise Local AML Risk Assessment and arrange for review
- Prepare Apex Group Client Risk Assessment and arrange for review
- Escalate any concerns identified during the KYC review process to the Apex Local Client Acceptance Committee / Compliance.
- Input all KYC Information Collected on KYC Application / Tool
- Prepare the Initial Client KYC File
- Attend to KYC Queries
- Perform New Client Adoptions
- Perform Regular Reviews, Event Driven Reviews, Trigger Driven Reviews
- Understand and Apply KYC Key Operating Procedures and the Apex Group AML / CFT Policy / PEP and HR Policy and any other Group Policies applicable to the AML/KYC Process
- Update MIS / KPI
- Perform operational Onboarding tasks
- Prepare Due Diligence Reports
- Support the Senior KYC Analyst, KYC Team Leader and the Onboarding Managers
- Assist in any other ad hoc Client KYC / Due Diligence related tasks and processes as requested by the Head of Department
How to Apply:
Interested candidates can Apply here (click here)
We have taken all measures to ensure that this opportunity, available in the corporate domain, is uploaded/provided/given on our social media platforms, including our website, and is credible, verified and sourced from authenticated/trustable sources.
