Looking for a personalized Interview Trainer who can work with you on a one-on-one call?
“Click here to connect with YLCC Interview Coaches”
About:
They help make money work for the world — managing it, moving it and keeping it safe. As a leading global financial services company at the center of the world’s financial system, they touch nearly 20% of the world’s investable assets. Today they help over 90% of Fortune 100 companies and nearly all the top 100 banks globally access the money they need. For 240 years they have partnered alongside their clients to create solutions that benefit businesses, communities and people everywhere.
Role:
Senior Associate, Enterprise Regulatory & Compliance Testing- Enterprise Risk
Qualifications:
- Education: minimum graduate. Professional qualifications such as CPA, Chartered Accountant, CIA, FINRA Securities Industry Essentials (SIE) Exam, Chartered Institute for Securities & Investment (CISI) IOC exams merit award / IMC / CFA preferred or should be willing to commence study immediately for any of these and pass within one year of joining.
- Preferred experience: Minimum of 2-4 years industry experience out of which minimum 2 years of Compliance, testing and/or audit experience.
- Strong knowledge of the financial services regulatory environment is essential
- Required skills: excellent knowledge of Computer and MS Office (Word, Excel & PowerPoint)
- Good report writing and presentation skills.
- Good analytical skills capable of identifying, collating and distilling relevant information
- Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy.
- Superior interpersonal and communication, and negotiation skills.
- Knowledge and awareness of compliance laws, rules, regulations, risk and regulatory requirements
- Ability to work effectively in a fast-paced environment, with the ability to prioritize and balance competing, time sensitive demands.
Responsibilities:
- Support Compliance Testing Manager for scoping and execution of the Annual Compliance Testing program.
- Contribute to the timely execution of Americas Compliance Testing reviews of business activities in accordance with Global Compliance Testing Manual methodology, thereby ensuring adherence to Americas Laws, Rules and Regulations, Corporate and Business Line Policies and Procedures applicable to the BNY businesses, products and services, under the guidance of local CTM/CTOs.
- Support in tracking and completing outstanding Compliance Testing actions.
- Participate and contribute to Compliance, Compliance Testing and business meetings and where applicable, represent Compliance Testing at meetings with the Businesses under review and/or Business Compliance Officers
- Act as liaison between Business Compliance Officers, Compliance Testing and BNY businesses
- Contribute to assigned ad hoc Compliance/Compliance Testing related project
How to apply:
Interested candidates can Apply here
We have taken all measures to ensure that this opportunity, available in the corporate domain, is uploaded/provided/given on our social media platforms, including our website, and is credible, verified and sourced from authenticated/trustable sources.
